SourcingSourcing

WERLEMANN SECURITIES LLC

A75
CRD 317777·SEC 801-122918·NEWPORT BEACH, CA
AUM
$110.0M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$330K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WERLEMANN SECURITIES LLC
CRD
317777
SEC file #
801-122918
EIN
—
DBA names
Werlemann Wealth Management

Economics

AUM
$110.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$151.4M → $110.0M▼ -27%
Client mix
Individuals High Net Worth30
Individuals Other10

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
werlemannwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WERLEMANN, BRYAN, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WERLEMANN, BRYAN, ANTHONY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WERLEMANNWEALTH.COM
Rdap Domain Creation Date
2021-12-02T22:05:16Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-02T22:05:16Z
Rdap Domain Last Changed
2025-04-22T04:17:20Z
Rdap Nameservers
Ns49.domaincontrol.comNs50.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1822169
Trust Company Affiliate
No

People (1)

1
WERLEMANN, BRYAN, ANTHONY
IAR · Direct Owner · 87.5%
1822169