SourcingSourcing

SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC

C38
CRD 317836·SEC 801-129935·WAYNE, PA
AUM
$613.2M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC
CRD
317836
SEC file #
801-129935
EIN
—
DBA names
—

Economics

AUM
$613.2M
AUM band
$500M-$1B
AUM trajectory
'25'26
$411.0M → $613.2M▲ +49%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
WAYNE PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
semcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SEMINAL CAPITAL HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
SEMINAL CAPITAL HOLDINGS, LLC
HAUGEN, JOHN, FREDERICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEMCAP.COM
Rdap Domain Creation Date
2002-01-31T16:22:34Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-31T16:22:34Z
Rdap Domain Last Changed
2026-01-01T08:44:45Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
HAUGEN, JOHN, FREDERICK
Direct Owner · 17.5%
7518537
NEWCOM, RYAN, CHRISTOPHER
Direct Owner · 17.5%
5603071
STOREY, CATHERINE
Direct Owner · 17.5%
7518539
BUCKLEY, WALTER, WHITE
Executive Officer · 2.5%
7100564
BRIAN FRANCIS MCNALLY
Executive Officer · 2.5%
4581009
Morgan, Raymond, Kirk
Executive Officer · 2.5%
7702056
VANDREVALA, CYRUS, KERSIE
Executive Officer · 2.5%
7340055