SourcingSourcing

DDFG, INC

C27
CRD 317862·SEC 801-122983·THOUSAND OAKS, CA
AUM
$567.8M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DDFG, INC
CRD
317862
SEC file #
801-122983
EIN
823863005
DBA names
Hillcrest Financial Group

Economics

AUM
$567.8M
AUM band
$500M-$1B
AUM trajectory
'23'26
$381.6M → $567.8M▲ +49%
Client mix
Individuals Other201
Individuals High Net Worth146

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
3 advisors → 5 advisors▲ +67%
Primary office
THOUSAND OAKS CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARRINGTON, DAVID, PATRICK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HARRINGTON, DAVID, PATRICK
SOLOMON, DEAN, AZAD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001967640
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2023-03-01
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
15
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001967640-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
515 MARIN STSUITE 406THOUSAND OAKS, CA 91360
Business
515 MARIN STSUITE 406THOUSAND OAKS, CA 91360
Edgar EIN
823863005
Edgar Recent Filings
13F-HR2026-04-22 · 0001967640-26-000004
13F-HR2026-01-08 · 0001967640-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5990750
Trust Company Affiliate
No

People (6)

6
HARRINGTON, DAVID, PATRICK
IAR · Direct Owner · 62.5%
5990750
SOLOMON, DEAN, AZAD
IAR · Direct Owner · 62.5%
4697463
KASTING, JONATHAN, GLENN
Executive Officer · 2.5%
7176479
Andrew Taylor Price
IAR
6146111
Anna Bogorodchenko
IAR
8123926
Jordan Scott Kane
IAR
7142686