SourcingSourcing

SAYBROOK WEALTH GROUP, INC.

B52
CRD 317867·SEC 801-122964·OLD SAYBROOK, CT
AUM
$292.1M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$876K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAYBROOK WEALTH GROUP, INC.
CRD
317867
SEC file #
801-122964
EIN
—
DBA names
—

Economics

AUM
$292.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$136.7M → $292.1M▲ +114%
Client mix
Individuals Other241
Individuals High Net Worth75
Pension Profit Sharing Plans3

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
OLD SAYBROOK CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
saybrookwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORTON, STEPHEN, ERNEST
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NORTON, STEPHEN, ERNEST
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SAYBROOKWEALTH.COM
Rdap Domain Creation Date
2007-11-08T13:51:48Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3959
Soi Zip Pct 200k Plus
0.1675
Soi Zip Returns 200k Plus
990
Soi Zip Total AGI
1,071,863
Fdic Zip Total Deposits
16,430,367,000
Fdic Zip Branch Count
235
Fdic Zip Top Banks
Liberty Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Raymond James2
Fdic Zip Branches Raw
Fleet Bank, National AssociationOld Saybrook, CT
Essex Savings BankOld Saybrook, CT
Fdic Zip HHI
1376.94
Fdic Zip Top Bank Share Pct
29.7
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-08T13:51:48Z
Rdap Domain Last Changed
2025-11-09T12:00:22Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,076
Returns1,290
Stub 2
AGI33,805
Returns910
Stub 3
AGI43,894
Returns700
Soi Zip Total Business Income
40,785
Soi Zip Total Cap Gains
84,221
Soi Zip Total Dividends
39,305
Soi Zip Total Returns
5,910
Top Owner CRD
2102121
Trust Company Affiliate
No

People (1)

1
NORTON, STEPHEN, ERNEST
IAR · Direct Owner · 87.5%
2102121