SourcingSourcing

AXXES ADVISORS LLC

C31
CRD 318039·SEC 801-126433·CORAL GABLES, FL
AUM
$100K
<$25M
Est. Revenue
$1K
@ 1% on AUM
Est. EBITDA
$300
@ 30% margin
Est. Deal Value
$2K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AXXES ADVISORS LLC
CRD
318039
SEC file #
801-126433
EIN
—
DBA names
—

Economics

AUM
$100K
AUM band
<$25M
AUM trajectory
'25'26
$100K → $100K▬ 0%
Client mix
Investment Companies1

Operations

Employees (total)
10
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
CORAL GABLES FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
linkedin.com/company/axxescapital(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AXXES FUND SOLUTIONS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
AXXES FUND SOLUTIONS LLC
BACHMAN, GARY, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:axxes.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
GARY J BACHMAN
Executive Officer · 2.5%
4733888
DAGROSA, JOSEPH, EDWARD
Executive Officer · 2.5%
1543932
KAPLAN, ADAM, LAWRENCE
Executive Officer · 2.5%
7794219
Lauren LaRoche
Executive Officer · 2.5%
5091376