SourcingSourcing

RETIREMENT INCOME STRATEGIES, LLC

B50
CRD 318052·SEC 801-123370·EVANSVILLE, WI
AUM
$159.0M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$477K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT INCOME STRATEGIES, LLC
CRD
318052
SEC file #
801-123370
EIN
—
DBA names
—

Economics

AUM
$159.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$100.6M → $159.0M▲ +58%
Client mix
Individuals Other309
Individuals High Net Worth30

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
EVANSVILLE WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesSubscription fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
ri-strategies.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINFROCK, KRISTIAN, L
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FINFROCK, KRISTIAN, L
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RI-STRATEGIES.COM
Rdap Domain Creation Date
2013-11-07T19:27:51Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2923
Soi Zip Pct 200k Plus
0.0505
Soi Zip Returns 200k Plus
230
Soi Zip Total AGI
374,792
Fdic Zip Total Deposits
3,798,418,000
Fdic Zip Branch Count
96
Fdic Zip Top Banks
Union Bank & Trust Company
BMO Harris Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Union Bank & Trust CompanyEvansville, WI
First Financial Bank, FSBEvansville, WI
Fdic Zip HHI
1757.31
Fdic Zip Top Bank Share Pct
35.61
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-07T19:27:51Z
Rdap Domain Last Changed
2023-11-08T16:19:16Z
Rdap Nameservers
Ns1.advisorstech.netNs2.advisorstech.netNs3.advisorstech.netNs4.advisorstech.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,661
Returns960
Stub 2
AGI34,628
Returns910
Stub 3
AGI48,697
Returns790
Soi Zip Total Business Income
10,513
Soi Zip Total Cap Gains
10,710
Soi Zip Total Dividends
3,463
Soi Zip Total Returns
4,550
Top Owner CRD
5421676
Trust Company Affiliate
No

People (1)

1
FINFROCK, KRISTIAN, L
IAR · Direct Owner · 87.5%
5421676