SourcingSourcing

GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

B54
CRD 318092·SEC 801-132413·KIRKLAND, WA
AUM
$117.1M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$351K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREYSTONE FINANCIAL & ESTATE SERVICES, INC.
CRD
318092
SEC file #
801-132413
EIN
—
DBA names
—

Economics

AUM
$117.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$103.6M → $117.1M▲ +13%
Client mix
Individuals Other173
Individuals High Net Worth34
Pension Profit Sharing Plans1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
2 advisors → 1 advisors▼ -50%
Primary office
KIRKLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
greystoneinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Robertson, John, William Tadashi
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Robertson, John, William Tadashi
HERNANDEZ, CLEONA, LYNN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GREYSTONEINVEST.COM
Rdap Domain Creation Date
2006-04-14T17:20:21Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-14T17:20:21Z
Rdap Domain Last Changed
2026-04-15T11:46:51Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6786384
Trust Company Affiliate
No

People (2)

2
Robertson, John, William Tadashi
IAR · Direct Owner · 62.5%
6786384
HERNANDEZ, CLEONA, LYNN
IAR · Direct Owner · 37.5%
2061426