FLOW STATE INVESTMENTS, LP

C14
CRD 318195·SEC 801-130816·CHICAGO, IL
AUM
Est. Revenue
@ 1% on AUM
Est. EBITDA
@ 30% margin
Est. Deal Value
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FLOW STATE INVESTMENTS, LP
CRD
318195
SEC file #
801-130816
EIN
000000000
DBA names
Flow State Investments, Lp

Economics

AUM
AUM band
AUM trajectory
Client mix

Operations

Employees (total)
Advisory staff (per ADV)
Advisory staff (5-yr trend)
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Fee basis

Filings

Latest ADV filing
ADV-W filed at
Website

Compliance

Disclosures (firm)
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOSEPH F SCOBY REVOCABLE TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
JOSEPH F SCOBY REVOCABLE TRUST
FLOW STATE INVESTMENTS, LLC
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001909275
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2022-03-15
Edgar Last Filing Date
2024-03-15
Edgar Form D Count
3
Edgar Form D Offerings
2024-03-152024-03-15 · 0000919574-24-002052
2023-03-152023-03-15 · 0000919574-23-002147

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley5
E*trade4
Northern Trust2
Edgar Addresses
Mailing
FLOW STATE INVESTMENTS, LP155 N. WACKER DRIVE, SUITE 1760CHICAGO, IL 60606
Business
FLOW STATE INVESTMENTS, LP155 N. WACKER DRIVE, SUITE 1760CHICAGO, IL 60606
Edgar EIN
000000000
Edgar Recent Filings
D/A2024-03-15 · 0000919574-24-002052
D/A2023-03-15 · 0000919574-23-002147