FIAT WEALTH MANAGEMENT LLC

CRD

318201

SEC file #

801-123255

EIN

270416006

DBA names

Fiat Wealth Management

Economics

AUM

$517.4M

AUM band

$500M-$1B

AUM trajectory

'23 · $110.6M

'25 · $370.6M

'26 · $517.4M

'23'26

$110.6M → $517.4M▲ +368%

sec adv history

Client mix

Individuals Other	518
Individuals High Net Worth	129

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 7 advisors

'23 · 10 advisors

'25 · 10 advisors

'26 · 13 advisors

'22'26

7 advisors → 13 advisors▲ +86%

sec adv history

Primary office

WAYZATA MN

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/18/2026

facebook.com/fiatwm(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GOTTO, BRADLY, JOSEPH

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

GOTTO, BRADLY, JOSEPH

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:fiat.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002012153

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-05-03

Edgar Last Filing Date

2026-04-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2024-05-03

Accession0001085146-24-002205

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

1905 WAYZATA BLVDSUITE 320WAYZATA, MN 55391

Business

1905 WAYZATA BLVDSUITE 320WAYZATA, MN 55391

Edgar EIN

270416006

Edgar Recent Filings

13F-NT2026-04-15 · 0002012153-26-000002

13F-NT2026-01-27 · 0002012153-26-000001

Firm Has Custody

Mailing Office Differs

Top Owner CRD

5197760

Trust Company Affiliate