SourcingSourcing

RIDGELINE WEALTH LLC

B52
CRD 318258·SEC 801-128531·MESA, AZ
AUM
$172.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$518K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIDGELINE WEALTH LLC
CRD
318258
SEC file #
801-128531
EIN
842546635
DBA names
Ridgeline Private Wealth

Economics

AUM
$172.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$162.3M → $172.8M▲ +6%
Client mix
Individuals Other125
Individuals High Net Worth60
Corporations1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
5 advisors → 4 advisors▼ -20%
Primary office
MESA AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
linkedin.com/company/ridgeline-private-wealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HUFTALIN, CALEB, WILL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HUFTALIN, CALEB, WILL
Hofmann, Stephen, Daniel
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ridgeline.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001934226
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-06
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0001934226-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3141
Soi Zip Pct 200k Plus
0.0965
Soi Zip Returns 200k Plus
820
Soi Zip Total AGI
921,188
Fdic Zip Total Deposits
16,372,316,000
Fdic Zip Branch Count
193
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
State Street1
Edgar Addresses
Mailing
2929 N POWER RD, STE 101MESA, AZ 85215
Business
2929 N POWER RD, STE 101MESA, AZ 85215
Edgar EIN
842546635
Edgar Recent Filings
13F-HR2026-04-15 · 0001934226-26-000002
13F-HR2026-01-08 · 0001934226-26-000001
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationMesa, AZ
Bank One, Arizona, National AssociationMesa, AZ
Fdic Zip HHI
2220.66
Fdic Zip Top Bank Share Pct
34.01
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI23,482
Returns1,900
Stub 2
AGI58,947
Returns1,580
Stub 3
AGI82,801
Returns1,340
Soi Zip Total Business Income
20,934
Soi Zip Total Cap Gains
81,205
Soi Zip Total Dividends
20,001
Soi Zip Total Returns
8,500
Top Owner CRD
5114075
Trust Company Affiliate
No

People (4)

4
HUFTALIN, CALEB, WILL
IAR · Direct Owner · 87.5%
5114075
Hofmann, Stephen, Daniel
IAR · Direct Owner · 17.5%
6994818
William Joshua Eberhard
IAR
8109761
Brandon Kyle Catrett
IAR
7016998