SourcingSourcing

WAGNER FINANCIAL, LLC

C48
CRD 318448·SEC 801-124939·LAKE OSWEGO, OR
AUM
$144.7M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$434K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WAGNER FINANCIAL, LLC
CRD
318448
SEC file #
801-124939
EIN
—
DBA names
Wagner Planning

Economics

AUM
$144.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$108.6M → $144.7M▲ +33%
Client mix
Individuals Other134
Individuals High Net Worth69

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
1 advisors → 2 advisors▲ +100%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
wagnerplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SANDRA J. WAGNER TRUST U/A/D
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
SANDRA J. WAGNER TRUST U/A/D
WAGNER, SANDRA, J.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WAGNERPLANNING.COM
Rdap Domain Creation Date
2014-07-20T21:58:03Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
NameSilo, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-20T21:58:03Z
Rdap Domain Last Changed
2025-07-21T07:38:17Z
Rdap Nameservers
Ns1.hostmonster.comNs2.hostmonster.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (1)

1
WAGNER, SANDRA, J.
IAR · Executive Officer · 2.5%
4407622