SourcingSourcing

WILLIAMSON LEGACY GROUP, LLC

B54
CRD 318629·SEC 801-123281
AUM
$183.1M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$549K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WILLIAMSON LEGACY GROUP, LLC
CRD
318629
SEC file #
801-123281
EIN
271564137
DBA names
—

Economics

AUM
$183.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$157.1M → $183.1M▲ +17%
Client mix
Individuals Other291
Individuals High Net Worth52
Pension Profit Sharing Plans3
Charitable Organizations2

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
5 advisors → 5 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
williamsonlegacygroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMSON, JOSEPH, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WILLIAMSON, JOSEPH, RICHARD
WARNING, ANDREW, S
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WILLIAMSONLEGACYGROUP.COM
Rdap Domain Creation Date
2021-05-10T20:52:49Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002011965
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001765380-26-000210

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Wells Fargo2
Edgar Addresses
Mailing
484 EAST CARMEL DRIVE#388CARMEL, IN 46032
Business
484 EAST CARMEL DRIVE#388CARMEL, IN 46032
Edgar EIN
271564137
Edgar Recent Filings
13F-HR2026-05-13 · 0001765380-26-000210
13F-HR2026-02-09 · 0001765380-26-000083
Firm Has Custody
No
Rdap Domain Expiration Date
2027-05-10T20:52:49Z
Rdap Domain Last Changed
2026-05-11T14:19:37Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1274543
Trust Company Affiliate
No

People (6)

6
WILLIAMSON, JOSEPH, RICHARD
IAR · Direct Owner · 87.5%
1274543
ANDREW S WARNING
Executive Officer · 2.5%
3211861
DONALD MATTHEW PHELAN
IAR
4902644
OWEN PATRICK WILLIAMSON
IAR
5827559
BENJAMIN CHARLES HECHT
IAR
6540606
JEANETTE LEANN MCCORMICK
IAR
4469805