SourcingSourcing

ADAPTIVE ADVISERS, LLC

C43
CRD 318716·SEC 801-126908·BOSTON, MA
AUM
$450K
<$25M
Est. Revenue
$5K
@ 1% on AUM
Est. EBITDA
$1K
@ 30% margin
Est. Deal Value
$11K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADAPTIVE ADVISERS, LLC
CRD
318716
SEC file #
801-126908
EIN
—
DBA names
—

Economics

AUM
$450K
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other2

Operations

Employees (total)
3
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
'23'25
1 advisors → 1 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
02/07/2026
ADV-W filed at
—
Website
darong-investments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Sun, Dazhen
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Sun, Dazhen
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DARONG-INVESTMENTS.COM
Rdap Domain Creation Date
2025-03-02T15:40:16Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-02T15:40:16Z
Rdap Domain Last Changed
2026-03-03T17:46:48Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7515114
Trust Company Affiliate
No

People (1)

1
Sun, Dazhen
Direct Owner · 37.5%
7515114