SourcingSourcing

RANSOM ADVISORY, LTD

A70
CRD 318747·SEC 801-123386
AUM
$317.9M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$954K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RANSOM ADVISORY, LTD
CRD
318747
SEC file #
801-123386
EIN
874367756
DBA names
Ransom Advisory

Economics

AUM
$317.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$122.4M → $317.9M▲ +160%
Client mix
Individuals High Net Worth137
Individuals Other113
Pension Profit Sharing Plans5
Charitable Organizations4
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
linkedin.com/in/charles-ransom-951b533a(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RANSOM, CHARLES, WINSHIP
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RANSOM, CHARLES, WINSHIP
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ransom.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002065136
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2025-05-20
Edgar Last Filing Date
2026-01-22
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2026-01-22
Accession0002065136-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
326 TABER AVENUEPROVIDENCE, RI 02906
Business
326 TABER AVENUEPROVIDENCE, RI 02906
Edgar EIN
874367756
Edgar Recent Filings
13F-HR2026-01-22 · 0002065136-26-000005
13F-HR2026-01-22 · 0002065136-26-000004
Firm Has Custody
No
Top Owner CRD
1186774
Trust Company Affiliate
No

People (1)

1
RANSOM, CHARLES, WINSHIP
IAR · Direct Owner · 87.5%
1186774