SourcingSourcing

PROACTIVE WEALTH STRATEGIES, LLC

C48
CRD 318872·SEC 801-123491·MARIETTA, GA
AUM
$315.8M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$948K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROACTIVE WEALTH STRATEGIES, LLC
CRD
318872
SEC file #
801-123491
EIN
000000000
DBA names
—

Economics

AUM
$315.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$166.9M → $315.8M▲ +89%
Client mix
Individuals Other324
Individuals High Net Worth105
Corporations12
Pension Profit Sharing Plans1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
6 advisors → 4 advisors▼ -33%
Primary office
MARIETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
facebook.com/proactivewealthstrategies(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SELIGMAN, CRAIG, RYAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SELIGMAN, CRAIG, RYAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:proactivestrategies.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002043129
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2024-11-04
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0002043129-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4929
Soi Zip Pct 200k Plus
0.2753
Soi Zip Returns 200k Plus
4,490
Soi Zip Total AGI
3,034,656
Fdic Zip Total Deposits
30,959,316,000
Fdic Zip Branch Count
312
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
533 JOHNSON FERRY ROADBLDG C STE 100MARIETTA, GA 30068
Business
533 JOHNSON FERRY ROADBLDG C STE 100MARIETTA, GA 30068
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-04-29 · 0002043129-26-000002
13F-HR2026-02-05 · 0002043129-26-000001
Fdic Zip Branches Raw
First Union National Bank of GeorgiaMarietta, GA
Bank South, National AssociationMarietta, GA
Fdic Zip HHI
1067.68
Fdic Zip Top Bank Share Pct
20.01
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,987
Returns3,510
Stub 2
AGI71,686
Returns1,930
Stub 3
AGI100,745
Returns1,620
Soi Zip Total Business Income
88,185
Soi Zip Total Cap Gains
261,059
Soi Zip Total Dividends
105,548
Soi Zip Total Returns
16,310
Top Owner CRD
2515820
Trust Company Affiliate
No

People (5)

5
SELIGMAN, CRAIG, RYAN
IAR · Direct Owner · 87.5%
2515820
CYNTHIA MARSHALL DERSO
IAR
4146436
ASHISH ASHOK GANDHI
IAR
8118405
AKBAR KASSAMALI KASSAM
IAR
4389327
CLINT MICHAEL FARABAUGH
IAR
5229815