SourcingSourcing

PATHFINDER 360 MANAGEMENTCO, LLC

C45
CRD 319211·SEC 801-133913·MINNETONKA, MN
AUM
$343.8M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PATHFINDER 360 MANAGEMENTCO, LLC
CRD
319211
SEC file #
801-133913
EIN
934518726
DBA names
—

Economics

AUM
$343.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$326.5M → $343.8M▲ +5%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
MINNETONKA MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Fixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/pathfinder-companies-llc/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HELMS, JOSEPH, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HELMS, JOSEPH, PAUL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:pathfinder360.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002010373
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-02-13
Edgar Last Filing Date
2024-02-13
Edgar Form D Count
1
Edgar Form D Offerings
2024-02-132024-02-13 · 0002010373-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
5850 OPUS PKWY, STE. 170MINNETONKA, MN 55343
Business
5850 OPUS PKWY, STE. 170MINNETONKA, MN 55343
Edgar EIN
934518726
Edgar Recent Filings
D2024-02-13 · 0002010373-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5707387
Trust Company Affiliate
No

People (1)

1
HELMS, JOSEPH, PAUL
Direct Owner · 87.5%
5707387