SourcingSourcing

RPS RETIREMENT PLAN ADVISORS

A67
CRD 319220·SEC 801-123627·AUSTIN, TX
AUM
$336.3M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RPS RETIREMENT PLAN ADVISORS
CRD
319220
SEC file #
801-123627
EIN
—
DBA names
—

Economics

AUM
$336.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$372.1M → $336.3M▼ -10%
Client mix
Pension Profit Sharing Plans31

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
5 advisors → 3 advisors▼ -40%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Pension consulting
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
linkedin.com/company/rps-retirement-plan-advisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICHARD P. SLAUGHTER HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
RICHARD P. SLAUGHTER HOLDINGS, LLC
SLAUGHTER, BROOKS, COLLIER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
203,722
Form 5500 Compensation Trajectory 3y
2025203,722
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
203,722
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
SLAUGHTER, BROOKS, COLLIER
IAR · Executive Officer · 2.5%
2313765
VIRGINIA MALAVE PANEDA
IAR
2612578
Mari Elizabeth Erb
IAR
6712904
ARMONT, DARBY, SUGGS
IAR
3231569