SourcingSourcing

SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC

B54
CRD 319298·SEC 801-124799·LA CROSSE, WI
AUM
$236.4M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$709K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
CRD
319298
SEC file #
801-124799
EIN
—
DBA names
—

Economics

AUM
$236.4M
AUM band
$100M-$500M
AUM trajectory
'23'26
$258.2M → $236.4M▼ -8%
Client mix
Individuals Other438
Individuals High Net Worth184
Pension Profit Sharing Plans2
Charitable Organizations2
Corporations2

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
6 advisors → 5 advisors▼ -17%
Primary office
LA CROSSE WI
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
linkedin.com/in/tom-greylak-awma%c2%ae-b144aa94(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREYLAK, THOMAS, ANDREW
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
GREYLAK, THOMAS, ANDREW
SCHAMBERGER, LAWRENCE, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2093
Soi Zip Pct 200k Plus
0.0535
Soi Zip Returns 200k Plus
1,150
Soi Zip Total AGI
1,638,070
Fdic Zip Total Deposits
41,173,853,000
Fdic Zip Branch Count
460
Fdic Zip Top Banks
U.S. Bank National Association
Associated Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
State Bank of La CrosseLA Crosse, WI
State Bank of La CrosseShelby Township, WI
Fdic Zip HHI
942.21
Fdic Zip Top Bank Share Pct
15.9
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI73,583
Returns5,990
Stub 2
AGI203,990
Returns5,500
Stub 3
AGI211,175
Returns3,450
Soi Zip Total Business Income
32,620
Soi Zip Total Cap Gains
58,070
Soi Zip Total Dividends
48,586
Soi Zip Total Returns
21,500
Top Owner CRD
6160576
Trust Company Affiliate
No

People (6)

6
UTTERBACK, DAVID, KENT
IAR · Direct Owner · 37.5%
1250772
GREYLAK, THOMAS, ANDREW
IAR · Direct Owner · 37.5%
6160576
SCHAMBERGER, LAWRENCE, EDWARD
IAR · Direct Owner · 37.5%
4318013
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
Tristen Utterback
IAR
6745720
HUDSON JOHN SCHAMBERGER
IAR
7375094