SourcingSourcing

49 WEALTH MANAGEMENT, LLC

C15
CRD 319484·SEC 801-123687·AUSTIN, TX
AUM
$1.40B
$1B+
Est. Revenue
$14.0M
@ 1% on AUM
Est. EBITDA
$4.2M
@ 30% margin
Est. Deal Value
$33.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
49 WEALTH MANAGEMENT, LLC
CRD
319484
SEC file #
801-123687
EIN
843999871
DBA names
49 Financial

Economics

AUM
$1.40B
AUM band
$1B+
AUM trajectory
'25'26
$871.4M → $1.40B▲ +61%
Client mix
Individuals Other3,553
Individuals High Net Worth218
Corporations53
Charitable Organizations14
Pension Profit Sharing Plans1

Operations

Employees (total)
167
Advisory staff (per ADV)
128
Advisory staff (5-yr trend)
'23'26
3 advisors → 128 advisors▲ +4167%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
facebook.com/49financial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
49 HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
49 HOLDINGS, LLC
LLOYD, HUNTER, Ray
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
18,459
Form 5500 Compensation Trajectory 3y
202518,459
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
18,459
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002022291
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-05-07
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001104659-26-059918

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
916 S CAPITAL OF TEXAS HIGHWAYSUITE 2.100AUSTIN, TX 78746
Business
916 S CAPITAL OF TEXAS HIGHWAYSUITE 2.100AUSTIN, TX 78746
Edgar EIN
843999871
Edgar Recent Filings
13F-HR2026-05-13 · 0001104659-26-059918
13F-HR2026-02-04 · 0001104659-26-010120
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (54)

54
HUNTER Ray LLOYD
Direct Owner · 17.5%
6235656
WINSKOWSKI, LUCAS, WALTER MILLER
Executive Officer · 2.5%
4640493
DANIEL WOHLGEMUTH
Executive Officer · 2.5%
2788404
GRAFF, AUSTIN, MERLE
Executive Officer · 2.5%
5194678
Madeline Mason
IAR
7966607
Paul Baylor Wedge
IAR
7762233
Matthew Gooch
IAR
7996056
Adam Joseph Lenartowicz
IAR
7944634
Cami Ann Engelbert
IAR
7936461
Corbin Tandy
IAR
7989983
Trenton Raye Milner
IAR
7965763
Clayton Cross
IAR
7977776
Nicholas Skudlarick
IAR
7929114
William Young Harvey
IAR
8138816
Alexander Coggins
IAR
8146713
Faith Austin
IAR
7966478
James Luke Scheper
IAR
8139562
Shelby Smith
IAR
8018619
Madeline Elizabeth Blok
IAR
8073037
Tarpley Herlihy
IAR
8001280
Colton Dunn
IAR
8158554
Grayson Lawrence Downs
IAR
7974000
Parker Robert Worley
IAR
7981628
Hanna Lee Wroblewski
IAR
7967505
Leighton Michael Becker
IAR
7976344
Abigail Grace Horton
IAR
7993950
John Helmers
IAR
8169972
Conrad Simpson
IAR
8154557
Jack Stulack
IAR
8181667
Noah Jacob Plotkin
IAR
8167222
Brooke Ann Smith
IAR
8138790
Nathan John Gabris
IAR
8155667
Dane Bower
IAR
8120738
Ellie Clare Gaunt
IAR
8159495
John Walker Smith
IAR
8158914
Tyler Pace
IAR
8218807
Derrik Andrew Naegelin
IAR
7827617
Bryan Brashear
IAR
8161522
John Michael Follett
IAR
8181620
Jake Daigle
IAR
8170445
Curry Pajcic
IAR
7974001
Micah Ross Damrow
IAR
6972876
Cole Kershner
IAR
7968372
Andrew Collie Wilson
IAR
8154558
Heath Donald Siebel
IAR
8198847
Will Block Crenshaw
IAR
7968328
Banks Bentley Wilson
IAR
7885561
Charlou Paige Peterson
IAR
7165590
COLLIN GREGORY PLOTTS
IAR
7013522
Elizabeth Lea Boswell
IAR
8012043
Samantha Sloan Owens
IAR
7313854
TYLER EDWARD STANIFORD
IAR
6918072
Ryan Mitchell Botzong
IAR
7371590
PENFIELD, TRAVIS, Jordan
IAR
6104530