SourcingSourcing

SHIMA CAPITAL MANAGEMENT LLC

B57
CRD 320929·SEC 801-126641·IRVINE, CA
AUM
$164.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$494K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SHIMA CAPITAL MANAGEMENT LLC
CRD
320929
SEC file #
801-126641
EIN
872997369
DBA names
—

Economics

AUM
$164.6M
AUM band
$100M-$500M
AUM trajectory
'23'26
$190.9M → $164.6M▼ -14%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'23'26
6 advisors → 6 advisors▬ 0%
Primary office
IRVINE CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/28/2025
ADV-W filed at
—
Website
shima.capital

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHIMA CAPITAL ADVISORS HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
SHIMA CAPITAL ADVISORS HOLDINGS LLC
GAO, YIDA, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
shima.capital
Rdap Domain Creation Date
2021-04-05T22:05:52.619Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001941830
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2022-12-16
Edgar Last Filing Date
2025-01-29
Edgar Form D Count
2
Edgar Form D Offerings
2025-01-292025-01-29 · 0001941830-25-000003
2022-12-162022-12-16 · 0001941830-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
1225 AVENIDA JUAN PONCE DE LEONPH-1155SAN JUAN, PR 00907
Business
651 N BROAD STREETSUITE 206MIDDLETOWN, DE 19709-6402
Edgar EIN
872997369
Edgar Recent Filings
D/A2025-01-29 · 0001941830-25-000003
D2022-12-16 · 0001941830-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-05T22:05:52.619Z
Rdap Domain Last Changed
2026-03-26T23:04:11.243Z
Rdap Nameservers
Ns-cloud-b1.googledomains.comNs-cloud-b2.googledomains.comNs-cloud-b3.googledomains.comNs-cloud-b4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
GAO, YIDA, NMN
Executive Officer · 2.5%
6216065
Stahl, Brandon, Hiroki
Executive Officer · 2.5%
7719049