SourcingSourcing

CAPITAL AND PLANNING, LLC

C48
CRD 321104·SEC 801-125802·JONESBORO, GA
AUM
$193.9M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$582K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL AND PLANNING, LLC
CRD
321104
SEC file #
801-125802
EIN
—
DBA names
—

Economics

AUM
$193.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$124.2M → $193.9M▲ +56%
Client mix
Individuals Other391
Individuals High Net Worth126

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
1 advisors → 2 advisors▲ +100%
Primary office
JONESBORO GA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
capitalandplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EDMONDSON, MICHAEL, LESTER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
EDMONDSON, MICHAEL, LESTER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALANDPLANNING.COM
Rdap Domain Creation Date
2017-03-03T11:17:50Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0991
Soi Zip Pct 200k Plus
0.0228
Soi Zip Returns 200k Plus
500
Soi Zip Total AGI
1,165,525
Fdic Zip Total Deposits
12,577,598,000
Fdic Zip Branch Count
236
Fdic Zip Top Banks
Heritage Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
Wachovia Bank of Georgia, National AssociationJonesboro, GA
Bank South, National AssociationJonesboro, GA
Fdic Zip HHI
940.03
Fdic Zip Top Bank Share Pct
17.28
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-03T11:17:50Z
Rdap Domain Last Changed
2025-05-13T19:06:36Z
Rdap Nameservers
Dns1.p05.nsone.netDns2.p05.nsone.netDns3.p05.nsone.netDns4.p05.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI117,013
Returns8,640
Stub 2
AGI231,965
Returns6,400
Stub 3
AGI192,560
Returns3,160
Soi Zip Total Business Income
19,729
Soi Zip Total Cap Gains
49,716
Soi Zip Total Dividends
27,365
Soi Zip Total Returns
21,900
Top Owner CRD
2552747
Trust Company Affiliate
No

People (3)

3
EDMONDSON, MICHAEL, LESTER
IAR · Direct Owner · 87.5%
2552747
JUSTIN RUSSELL FLORENCE
IAR
4370448
JOSEPH M NORTON
IAR
6666537