SourcingSourcing

AJ ADVISORS, LLC

C29
CRD 321606·SEC 801-125760·NASHVILLE, TN
AUM
$393.9M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AJ ADVISORS, LLC
CRD
321606
SEC file #
801-125760
EIN
881531746
DBA names
Aj Advisors

Economics

AUM
$393.9M
AUM band
$100M-$500M
AUM trajectory
'23'26
$203.3M → $393.9M▲ +94%
Client mix
Individuals Other290
Individuals High Net Worth124

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/ajadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
QUINN, GEORGE, ANDREW
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
QUINN, GEORGE, ANDREW
STAUFFER, JOHN, PROVINCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001951167
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-03
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001951167-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3916
Soi Zip Pct 200k Plus
0.2281
Soi Zip Returns 200k Plus
1800
Soi Zip Total AGI
2,049,776
Fdic Zip Total Deposits
10,099,240,000
Fdic Zip Branch Count
220
Fdic Zip Top Banks
Regions Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2726 LARMON DRIVENASHVILLE, TN 37204
Business
2726 LARMON DRIVENASHVILLE, TN 37204
Edgar EIN
881531746
Edgar Recent Filings
13F-HR2026-04-23 · 0001951167-26-000003
13F-HR2026-01-21 · 0001951167-26-000001
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationNashville, TN
NationsBank of Tennessee, National AssociationNashville, TN
Fdic Zip HHI
1177.53
Fdic Zip Top Bank Share Pct
23
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,836
Returns1,430
Stub 2
AGI53,866
Returns1,430
Stub 3
AGI75,440
Returns1,220
Soi Zip Total Business Income
238,062
Soi Zip Total Cap Gains
507,983
Soi Zip Total Dividends
65,018
Soi Zip Total Returns
7,890
Top Owner CRD
5700466
Trust Company Affiliate
No

People (3)

3
STAUFFER, JOHN, PROVINCE
IAR · Direct Owner · 62.5%
5114261
QUINN, GEORGE, ANDREW
IAR · Direct Owner · 62.5%
5700466
Elijah Mason Culley
IAR
8010820