SourcingSourcing

PALLADIUM HERITAGE MANAGEMENT, LLC

B58
CRD 321623·SEC 801-125771·NEW YORK, NY
AUM
$37.2M
$25M-$100M
Est. Revenue
$372K
@ 1% on AUM
Est. EBITDA
$111K
@ 30% margin
Est. Deal Value
$892K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALLADIUM HERITAGE MANAGEMENT, LLC
CRD
321623
SEC file #
801-125771
EIN
—
DBA names
—

Economics

AUM
$37.2M
AUM band
$25M-$100M
AUM trajectory
'25'26
$39.5M → $37.2M▼ -6%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
4 advisors → 2 advisors▼ -50%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
palladiumequity.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PALLADIUM HERITAGE, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
PALLADIUM HERITAGE, LLC
LEHMAN, KATHERINE, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PALLADIUMEQUITY.COM
Rdap Domain Creation Date
1997-06-22T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan4
E*trade4
Folio Institutional1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-21T04:00:00Z
Rdap Domain Last Changed
2025-09-30T14:16:38Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
LEHMAN, KATHERINE, ANNE
Executive Officer · 2.5%
3087505
MITCHELL, NANCY, ANN
Executive Officer · 2.5%
3229510
WONG, SUZANNE, (NMN)
Executive Officer · 2.5%
7219796