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ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

C32
CRD 321735·SEC 801-125833·LOS ANGELES, CA
AUM
$224.4M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$673K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.
CRD
321735
SEC file #
801-125833
EIN
—
DBA names
Aligne Wealth Advisors Investment Management (awaim)

Economics

AUM
$224.4M
AUM band
$100M-$500M
AUM trajectory
'23'26
$128.3M → $224.4M▲ +75%
Client mix
Individuals High Net Worth105
Individuals Other104
Pension Profit Sharing Plans5
Corporations5
Charitable Organizations1

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
3 advisors → 4 advisors▲ +33%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
facebook.com/alignewealthllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ILLAN, IVAN, MANUEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ILLAN, IVAN, MANUEL
Weston, Jacob, Randall
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2820366
Trust Company Affiliate
No

People (4)

4
ILLAN, IVAN, MANUEL
IAR · Direct Owner · 87.5%
2820366
Weston, Jacob, Randall
IAR · Executive Officer · 2.5%
6721225
Xi Zhang
IAR
7540220
JONAS BOB LEE
IAR
1278761