SourcingSourcing

PATTERN

C23
CRD 321915·SEC 801-126076·PORTLAND, OR
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PATTERN
CRD
321915
SEC file #
801-126076
EIN
320688010
DBA names
PatternPattern Advisors Llc

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PATTERN TECHNOLOGIES INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
1
Control Persons
PATTERN TECHNOLOGIES INC.
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0
Wayback Last Material Change
2026-05-15T22:05:34.000Z
Wayback Snapshot Count
1,252
Wayback Snapshots Last 12mo
410
Wayback First Snapshot
1998-02-16T09:02:43.000Z
Wayback Last Snapshot
2026-05-15T22:05:34.000Z
Rdap Domain
PATTERN.COM
Rdap Domain Creation Date
1992-08-21T04:00:00Z
Rdap Firm Age Years
34
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
445
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001935235
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-03-29
Edgar Last Filing Date
2025-03-10
Edgar Form D Count
3
Edgar Form D Offerings
2025-03-102025-03-10 · 0001935235-25-000002
2024-03-192024-03-19 · 0001935235-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
10960 WILSHIRE BLVDSUITE 1900LOS ANGELES, CA 90024
Business
10960 WILSHIRE BLVDSUITE 1900LOS ANGELES, CA 90024
Edgar EIN
320688010
Edgar Recent Filings
D/A2025-03-10 · 0001935235-25-000002
D/A2024-03-19 · 0001935235-24-000001
Rdap Domain Expiration Date
2028-08-20T04:00:00Z
Rdap Domain Last Changed
2022-10-17T08:04:37Z
Rdap Nameservers
Ns1.dnsimple.comNs2.dnsimple.comNs3.dnsimple.comNs4.dnsimple.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Wayback Avg Days Between Changes
33
Wayback Closest Snapshot Ts
2026-05-15T22:05:34.000Z
Wayback Closest Snapshot Url
http://web.archive.org/web/20260515220534/https://www.pattern.com/
Wayback Distinct Digest Count
314