SourcingSourcing

VIKING PARTNERS ADVISORS, LLC

B52
CRD 321989·SEC 801-126472·CINCINNATI, OH
AUM
$375.0M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VIKING PARTNERS ADVISORS, LLC
CRD
321989
SEC file #
801-126472
EIN
332722018
DBA names
Viking Partners Advisors

Economics

AUM
$375.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$558.3M → $375.0M▼ -33%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/vikingpartners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CALLER, BRET, ALAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
CALLER, BRET, ALAN
miller, steven
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002090927
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-10-15
Edgar Last Filing Date
2025-10-15
Edgar Form D Count
1
Edgar Form D Offerings
2025-10-152025-10-15 · 0002090927-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
255 EAST FIFTH STREETSUITE 2400CINCINNATI, OH 45202
Business
8044 MONTGOMERY ROADSUITE 600CINCINNATI, OH 45236
Edgar EIN
332722018
Edgar Recent Filings
D2025-10-15 · 0002090927-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1996003
Trust Company Affiliate
No

People (3)

3
CALLER, BRET, ALAN
Direct Owner · 37.5%
1996003
miller, steven
Direct Owner · 37.5%
7329366
HEDGES, MADELINE, ELAINE
Executive Officer · 2.5%
5159813