SourcingSourcing

SOLANO WEALTH INVESTMENT ADVISORS, LLC

C50
CRD 322037·SEC 801-130590·FAIRFIELD, CA
AUM
$331.9M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$996K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOLANO WEALTH INVESTMENT ADVISORS, LLC
CRD
322037
SEC file #
801-130590
EIN
993414340
DBA names
Solano Wealth Advisors

Economics

AUM
$331.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$299.6M → $331.9M▲ +11%
Client mix
Individuals Other262
Individuals High Net Worth194

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
FAIRFIELD CA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
solanowealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MENDOZA, CARLOS, ROMERO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MENDOZA, CARLOS, ROMERO
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SOLANOWEALTH.COM
Rdap Domain Creation Date
2004-05-26T23:50:52Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002049179
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002198

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4181
Soi Zip Pct 200k Plus
0.1548
Soi Zip Returns 200k Plus
3,110
Soi Zip Total AGI
2,402,662
Fdic Zip Total Deposits
7,816,266,000
Fdic Zip Branch Count
120
Fdic Zip Top Banks
Westamerica Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
1300 OLIVER ROAD SUITE 210FAIRFIELD, CA 94534
Business
1300 OLIVER ROAD SUITE 210FAIRFIELD, CA 94534
Edgar EIN
993414340
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002198
13F-HR2026-02-12 · 0001172661-26-000687
Fdic Zip Branches Raw
Westamerica BankFairfield, CA
U.S. Bank National AssociationFairfield, CA
Fdic Zip HHI
1247.18
Fdic Zip Top Bank Share Pct
20.35
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-26T23:50:52Z
Rdap Domain Last Changed
2022-03-27T06:31:51Z
Rdap Nameservers
Ns53.worldnic.comNs54.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,671
Returns3,670
Stub 2
AGI113,889
Returns3,070
Stub 3
AGI168,433
Returns2,700
Soi Zip Total Business Income
60,151
Soi Zip Total Cap Gains
97,977
Soi Zip Total Dividends
34,487
Soi Zip Total Returns
20,090
Top Owner CRD
4237221
Trust Company Affiliate
No

People (2)

2
MENDOZA, CARLOS, ROMERO
IAR · Direct Owner · 87.5%
4237221
FRANCISCO JAVIER GUERRA
IAR
6711410