SourcingSourcing

INNOVATION X ADVISORS, LLC

C33
CRD 322292·SEC 801-126051·ROCKVILLE, MD
AUM
$4.52B
$1B+
Est. Revenue
$45.2M
@ 1% on AUM
Est. EBITDA
$13.5M
@ 30% margin
Est. Deal Value
$108.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INNOVATION X ADVISORS, LLC
CRD
322292
SEC file #
801-126051
EIN
415092463
DBA names
Innovation X Advisors

Economics

AUM
$4.52B
AUM band
$1B+
AUM trajectory
'23'26
$1.08B → $4.52B▲ +319%
Client mix
Pooled Investment Vehicles19

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
ROCKVILLE MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MONTEFORTE, ROGER, ALEXANDER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MONTEFORTE, ROGER, ALEXANDER
HOLLAND, ANGELA, LYNNETTE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002131919
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-15
Edgar Last Filing Date
2026-05-15
Edgar Form D Count
1
Edgar Form D Offerings
2026-05-152026-05-15 · 0002131919-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4209
Soi Zip Pct 200k Plus
0.1876
Soi Zip Returns 200k Plus
4,850
Soi Zip Total AGI
3,588,815
Fdic Zip Total Deposits
99,966,868,000
Fdic Zip Branch Count
963
Fdic Zip Top Banks
Bank of America, National Association
Capital Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
199 WATER STREET21ST FLOORNEW YORK, NY 10038
Business
199 WATER STREET21ST FLOORNEW YORK, NY 10038
Edgar EIN
415092463
Edgar Recent Filings
D2026-05-15 · 0002131919-26-000001
Fdic Zip Branches Raw
Signet Bank-MarylandRockville, MD
NationsBank, National AssociationRockville, MD
Fdic Zip HHI
1117.01
Fdic Zip Top Bank Share Pct
26.97
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,966
Returns5,450
Stub 2
AGI136,814
Returns3,670
Stub 3
AGI196,048
Returns3,160
Soi Zip Total Business Income
122,376
Soi Zip Total Cap Gains
233,173
Soi Zip Total Dividends
103,460
Soi Zip Total Returns
25,850
Top Owner CRD
2620003
Trust Company Affiliate
Yes

People (2)

2
ROGER ALEXANDER MONTEFORTE
Direct Owner · 87.5%
2620003
HOLLAND, ANGELA, LYNNETTE
Executive Officer · 2.5%
3166586