SourcingSourcing

WINCHESTER ASSET MANAGEMENT, LLC

C48
CRD 322300·SEC 801-136069·CHICAGO, IL
AUM
$154.0M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$462K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WINCHESTER ASSET MANAGEMENT, LLC
CRD
322300
SEC file #
801-136069
EIN
882290618
DBA names
—

Economics

AUM
$154.0M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
winchesteram.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLISON, JAMES, R
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ALLISON, JAMES, R
STRIKE, PAULOS, LOUIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WINCHESTERAM.COM
Rdap Domain Creation Date
2022-02-25T15:04:42Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001938989
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2022-07-25
Edgar Last Filing Date
2025-07-25
Edgar Form D Count
4
Edgar Form D Offerings
2025-07-252025-07-25 · 0001938989-25-000002
2024-07-252024-07-25 · 0001938989-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
200 S. WACKER DRIVESUITE 2650CHICAGO, IL 60606
Business
200 S. WACKER DRIVESUITE 2650CHICAGO, IL 60606
Edgar EIN
882290618
Edgar Recent Filings
D/A2025-07-25 · 0001938989-25-000002
D/A2024-07-25 · 0001938989-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-25T15:04:42Z
Rdap Domain Last Changed
2025-02-26T14:15:44Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5553656
Trust Company Affiliate
Yes

People (3)

3
ALLISON, JAMES, R
Direct Owner · 62.5%
5553656
STRIKE, PAULOS, LOUIS
Direct Owner · 62.5%
7309065
CLARK, WALTER, HENRY
Executive Officer · 2.5%
2146034