SourcingSourcing

SATURN FIVE ADVISORS LLC

C32
CRD 322348·SEC 801-126812·DENVER, CO
AUM
$556.1M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SATURN FIVE ADVISORS LLC
CRD
322348
SEC file #
801-126812
EIN
332955207
DBA names
—

Economics

AUM
$556.1M
AUM band
$500M-$1B
AUM trajectory
'23'26
$145.9M → $556.1M▲ +281%
Client mix
Pooled Investment Vehicles21

Operations

Employees (total)
21
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
saturnfive.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Anderson, Maxwell, Frederick
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Anderson, Maxwell, Frederick
Walker, Andrew
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SATURNFIVE.COM
Rdap Domain Creation Date
1996-10-25T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054593
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2025-02-14
Edgar Form D Count
1
Edgar Form D Offerings
2025-02-142025-02-14 · 0002054593-25-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4071
Soi Zip Pct 200k Plus
0.1921
Soi Zip Returns 200k Plus
2100
Soi Zip Total AGI
1,539,662
Fdic Zip Total Deposits
2,122,411,000
Fdic Zip Branch Count
72
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Keybank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan18
E*trade4
Edgar Addresses
Mailing
4704 HARLAN STSTE 500DENVER, CO 80212
Business
4704 HARLAN STSTE 500DENVER, CO 80212
Edgar EIN
332955207
Edgar Recent Filings
D2025-02-14 · 0002054593-25-000001
Fdic Zip Branches Raw
Norwest Bank Colorado, National AssociationDenver, CO
Union Bank & TrustLakeside, CO
Fdic Zip HHI
2450.87
Fdic Zip Top Bank Share Pct
42.79
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-24T04:00:00Z
Rdap Domain Last Changed
2025-10-24T17:23:35Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI22,265
Returns1,800
Stub 2
AGI66,250
Returns1,750
Stub 3
AGI104,319
Returns1,680
Soi Zip Total Business Income
46,992
Soi Zip Total Cap Gains
106,000
Soi Zip Total Dividends
32,475
Soi Zip Total Returns
10,930
Top Owner CRD
7541315
Trust Company Affiliate
No

People (2)

2
Anderson, Maxwell, Frederick
Direct Owner · 87.5%
7541315
Walker, Andrew
Executive Officer · 2.5%
8064524