SourcingSourcing

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED

C22
CRD 322390·SEC 801-126155
AUM
$14.38B
$1B+
Est. Revenue
$143.8M
@ 1% on AUM
Est. EBITDA
$43.1M
@ 30% margin
Est. Deal Value
$345.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED
CRD
322390
SEC file #
801-126155
EIN
—
DBA names
Principal Asset Management (asia)

Economics

AUM
$14.38B
AUM band
$1B+
AUM trajectory
'23'26
$11.34B → $14.38B▲ +27%
Client mix
Pooled Investment Vehicles14
Investment Companies10
Pension Profit Sharing Plans8
Banking Institutions1
Sovereign Wealth Funds1

Operations

Employees (total)
39
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'23'26
9 advisors → 30 advisors▲ +233%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/principalhongkong(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PRINCIPAL INTERNATIONAL (ASIA)
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
12
Control Persons
PRINCIPAL INTERNATIONAL (ASIA)
BHATIA, KAMAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:principalasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (11)

11
BHATIA, KAMAL
Executive Officer · 2.5%
4933060
CHEONG, Thomas, Wee Yee
Executive Officer · 2.5%
8062072
DJURASOVIC, GEORGE
Executive Officer · 2.5%
4228028
EGAN, JOHN, MICHAEL
Executive Officer · 2.5%
2278580
Lange, Justin, Thomas
Executive Officer · 2.5%
7638768
SARAN, PHILLIP, HOWARD HASENFUS
Executive Officer · 2.5%
7579097
Singh, Raj, Kumar
Executive Officer · 2.5%
7981502
Tan, Yo-Hann
Executive Officer · 2.5%
8062914
Wang, Alan, Xi
Executive Officer · 2.5%
8062897
WENIG, BARBARA
Executive Officer · 2.5%
5412981
Zhong, Rongsa
Executive Officer · 2.5%
7719831