OCTOGONE NA, LLC

C42
CRD 322478·SEC 801-126432·MIAMI, FL
AUM
$469.7M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCTOGONE NA, LLC
CRD
322478
SEC file #
801-126432
EIN
DBA names
Octogone Na

Economics

AUM
$469.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$361.1M → $469.7M▲ +30%
Client mix
Corporations55
Individuals Other21
Individuals High Net Worth15
Pooled Investment Vehicles6

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
10 advisors → 3 advisors▼ -70%
Primary office
MIAMI FL
Branches

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALMHA CAPITAL AG
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
5
Control Persons
ALMHA CAPITAL AG
AUDITORE, FRANÇOIS, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Morgan Stanley6
E*trade4
Jpmorgan2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No