SourcingSourcing

GATEWAY WEALTH PARTNERS, LLC

C17
CRD 322789·SEC 801-126635·APPLETON, WI
AUM
$2.28B
$1B+
Est. Revenue
$22.8M
@ 1% on AUM
Est. EBITDA
$6.8M
@ 30% margin
Est. Deal Value
$54.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GATEWAY WEALTH PARTNERS, LLC
CRD
322789
SEC file #
801-126635
EIN
873991910
DBA names
—

Economics

AUM
$2.28B
AUM band
$1B+
AUM trajectory
'25'26
$1.25B → $2.28B▲ +82%
Client mix
Individuals Other5,707
Individuals High Net Worth1,605
Corporations32
Pension Profit Sharing Plans25
Charitable Organizations13

Operations

Employees (total)
83
Advisory staff (per ADV)
83
Advisory staff (5-yr trend)
'23'26
27 advisors → 83 advisors▲ +207%
Primary office
APPLETON WI
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
facebook.com/financialadvisorsinc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HALL, ERIC, DALE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HALL, ERIC, DALE
WOOD, DAVID, HOUGHTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:gateway.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001966037
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-16
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002400

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
45
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
100 W. LAWRENCE STREETSUITE 304APPLETON, WI 54911
Business
100 W. LAWRENCE STREETSUITE 304APPLETON, WI 54911
Edgar EIN
873991910
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002400
13F-HR2026-02-11 · 0001966037-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4620656
Trust Company Affiliate
No

People (53)

53
HALL, ERIC, DALE
IAR · Direct Owner · 37.5%
4620656
DAVID HOUGHTON WOOD
Direct Owner · 37.5%
1922287
JILL ANN BATLEY
Executive Officer · 2.5%
2204924
MICHAEL GEORGE KITZMAN
Executive Officer · 2.5%
4462570
MARK ANDREW HAND
IAR
6128780
JEFFREY SCOTT MILES
IAR
2091651
Brandon Slowiak
IAR
7596225
JON M. KNAPP
IAR
2660567
Erik ELDOR Brenn
IAR
6567477
SUSAN LEIGHTON JANSEN
IAR
2761273
IRENE MARIE VILONALABONNE
IAR
1553843
CORY JUSTIN WRIGHT
IAR
6968130
BRENT ROY KIMBALL
IAR
1424463
JUSTIN JOHN ZOROMSKI
IAR
6110336
MARK MCLAIN REICHOW
IAR
4539300
IAN THOMAS GREEN
IAR
2532230
Venise Win-Sze Lee
IAR
7819143
IRENE SUET LEE-SLUYS
IAR
2372374
James Michael Healy
IAR
7905795
JUSTIN SCOTT DUMKE
IAR
4006005
KATHERINE KIMBALL DYER
IAR
6445880
MICHAEL GARY TCHEYAN
IAR
2356944
WILLIAM JAY GOLDSMITH
IAR
2650649
DAVID EDWARD PENTEK
IAR
4046368
STUART ALAN STEINBERG
IAR
4021943
JEAN-PAUL ANTHONY AIME
IAR
4661784
HOWARD ROBERT PINSON
IAR
2005771
Jacob Morenus
IAR
7669231
Jairo C Lemos
IAR
5857489
RYAN MICHAEL KNAPP
IAR
6838674
Philip Eric Weisbach
IAR
4921949
SCOTT CARL WAUTERS
IAR
5151860
BON BOUNKEUAT KEOMANY
IAR
4955373
EVAN P DRURY
IAR
5903538
MCFADDIN MOISE
IAR
1086873
TIMOTHY PAUL HAMMOND
IAR
4852462
BRUCE WILLIAM ANESI
IAR
4831144
Joel Wesley Milam
IAR
6646382
TYLER REED BOLING
IAR
6388798
JACOB GREGORY SENSIBA
IAR
6415218
JAYNE TERESA DEUTMEYER
IAR
2849831
JEFFREY WAYNE THORSEN
IAR
3183669
WILLIAM DYER FENDLEY
IAR
1424624
DANIEL P LABROAD
IAR
6087182
Brian Keith Dow
IAR
6509981
DAVID ANDREW HEATHER
IAR
4804152
SCOTT NICHOLAS BEESLEY
IAR
4393919
Paul Allen Smallwood
IAR
7047845
MELANIE DENISE MILAM
IAR
4525613
Jacob D Milam
IAR
7274728
Steven James Lautenschlager
IAR
4193561
SALVATORE SEBASTIAN MOTTA
IAR
5346618
GARREN G TAYLOR
IAR
5377831