SourcingSourcing

NORDWAND ADVISORS, LLC

B57
CRD 322936·SEC 801-126490·RADNOR, PA
AUM
$3.97B
$1B+
Est. Revenue
$39.7M
@ 1% on AUM
Est. EBITDA
$11.9M
@ 30% margin
Est. Deal Value
$95.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORDWAND ADVISORS, LLC
CRD
322936
SEC file #
801-126490
EIN
883474556
DBA names
Nordwand Advisors

Economics

AUM
$3.97B
AUM band
$1B+
AUM trajectory
'25'26
$4.21B → $3.97B▼ -6%
Client mix
Individuals High Net Worth52
Charitable Organizations10
Individuals Other5

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'23'26
6 advisors → 6 advisors▬ 0%
Primary office
RADNOR PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/21/2026
ADV-W filed at
—
Website
x.com/nordwandcapital

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORDWAND CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
NORDWAND CAPITAL, LLC
MARTIN, JAMES, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001962713
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2023-01-27
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
15
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001962713-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
150 N. RADNOR CHESTER ROADSUITE A270RADNOR, PA 19087
Business
150 N. RADNOR CHESTER ROADSUITE A270RADNOR, PA 19087
Edgar EIN
883474556
Edgar Recent Filings
13F-HR2026-05-07 · 0001962713-26-000003
13F-HR2026-02-03 · 0001962713-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (8)

8
MARTIN, JAMES, FRANCIS
IAR · Direct Owner · 7.5%
1218618
Kane, Gerald, J.
IAR · Executive Officer · 2.5%
1598143
DIMTER, LISA
IAR · Executive Officer · 2.5%
2985154
PATRICK JOSEPH MCGINNIS
IAR
2281600
Connor Drew Martin
IAR
7651891
DOUGLAS HENRY DELONG
IAR
2752242
THEODORE WESLEY BROOKS
IAR
2860908
CHRISTOPHER MICHAEL BOYLE
IAR
4435466