SourcingSourcing

DUNBAR ASSOCIATES, LLC

B53
CRD 323134·SEC 801-126791·MONROE, CT
AUM
$307.5M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$922K
@ 30% margin
Est. Deal Value
$7.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DUNBAR ASSOCIATES, LLC
CRD
323134
SEC file #
801-126791
EIN
—
DBA names
—

Economics

AUM
$307.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$267.1M → $307.5M▲ +15%
Client mix
Individuals Other103
Individuals High Net Worth101
Pension Profit Sharing Plans98
Corporations6

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
MONROE CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
dunbarassociatesllc.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUNBAR, MICHELE, KRISTINE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DUNBAR, MICHELE, KRISTINE
DUNBAR, ROBERT, George
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DUNBARASSOCIATESLLC.COM
Rdap Domain Creation Date
2015-10-21T23:59:06Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
81,331
Form 5500 Compensation Trajectory 3y
202581,331
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
81,331
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4428
Soi Zip Pct 200k Plus
0.183
Soi Zip Returns 200k Plus
1,760
Soi Zip Total AGI
1,220,682
Fdic Zip Total Deposits
19,146,315,000
Fdic Zip Branch Count
285
Fdic Zip Top Banks
People's Bank
People's United Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationMonroe, CT
The North American Bank & Trust CompanyMonroe, CT
Fdic Zip HHI
855.72
Fdic Zip Top Bank Share Pct
14.24
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-21T23:59:06Z
Rdap Domain Last Changed
2025-10-22T09:47:21Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI22,522
Returns2,050
Stub 2
AGI45,214
Returns1,220
Stub 3
AGI71,638
Returns1,150
Soi Zip Total Business Income
57,994
Soi Zip Total Cap Gains
35,896
Soi Zip Total Dividends
21,830
Soi Zip Total Returns
9,620
Top Owner CRD
5671270
Trust Company Affiliate
No

People (3)

3
MICHELE KRISTINE DUNBAR
Direct Owner · 87.5%
5671270
DUNBAR, ROBERT, George
IAR · Direct Owner · 17.5%
5663056
CUOMO, KEITH, CHRISTIAN
IAR · Executive Officer · 2.5%
2587130