SourcingSourcing

KURV INVESTMENT MANAGEMENT LLC

C29
CRD 323149·SEC 801-126717·SAN FRANCISCO, CA
AUM
$279.2M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$838K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KURV INVESTMENT MANAGEMENT LLC
CRD
323149
SEC file #
801-126717
EIN
000000000
DBA names
—

Economics

AUM
$279.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$38.7M → $279.2M▲ +622%
Client mix
Investment Companies10

Operations

Employees (total)
10
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
1 advisors → 2 advisors▲ +100%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
twitter.com/kurvinvest(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KURV INVESTMENT, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
KURV INVESTMENT, INC.
CHAN, HOWARD, FONGHAO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:kurv.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002027462
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2024-06-20
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001104659-26-061967

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
1 LETTERMAN DRIVEBUILDING C - SUITE 3500SAN FRANCISCO, CA 94129
Business
1 LETTERMAN DRIVEBUILDING C - SUITE 3500SAN FRANCISCO, CA 94129
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001104659-26-061967
13F-HR2026-02-17 · 0001104659-26-016190
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
CHAN, HOWARD, FONGHAO
Executive Officer · 2.5%
7628916
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
James Francis Puleo
IAR
7015111