SourcingSourcing

TAYLOR FRIGON FAMILY OFFICE, LLC

C28
CRD 323249·SEC 801-127146·SCOTTSDALE, AZ
AUM
$20.0M
<$25M
Est. Revenue
$200K
@ 1% on AUM
Est. EBITDA
$60K
@ 30% margin
Est. Deal Value
$479K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TAYLOR FRIGON FAMILY OFFICE, LLC
CRD
323249
SEC file #
801-127146
EIN
—
DBA names
—

Economics

AUM
$20.0M
AUM band
<$25M
AUM trajectory
'25'26
$7.4M → $20.0M▲ +171%
Client mix
—

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
5 advisors → 6 advisors▲ +20%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
tffamilyoffice.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TAYLOR FRIGON CAPITAL
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
TAYLOR FRIGON CAPITAL
RYAN M. SCHARBER PLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TFFAMILYOFFICE.COM
Rdap Domain Creation Date
2023-02-13T23:07:23Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-13T23:07:23Z
Rdap Domain Last Changed
2025-01-15T03:51:56Z
Rdap Nameservers
Ns2.wixdns.netNs3.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
142617
Trust Company Affiliate
No

People (8)

8
TAYLOR FRIGON CAPITAL
Direct Owner · 62.5%
142617
FRIGON, GERARD, JOSEPH
IAR · Executive Officer · 2.5%
1624124
Frigon, Michael, Gerard
IAR · Executive Officer · 2.5%
7976051
CONNOLLY, DOUGLAS, E
IAR · Executive Officer · 2.5%
4219721
FRIGON, KAREN, TAYLOR
Executive Officer · 2.5%
6101820
Kameron Anthony Gilbert
IAR
7646404
Jennifer Oanh Hall
IAR
7044995
JOHN FEREBEE
IAR
5666877