SourcingSourcing

PILGRIM GLOBAL ADVISORS LLC

C45
CRD 323259·SEC 801-126727·RENO, NV
AUM
$884.2M
$500M-$1B
Est. Revenue
$8.8M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PILGRIM GLOBAL ADVISORS LLC
CRD
323259
SEC file #
801-126727
EIN
000000000
DBA names
—

Economics

AUM
$884.2M
AUM band
$500M-$1B
AUM trajectory
'25'26
$951.9M → $884.2M▼ -7%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
11
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
RENO NV
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAUPIN, DARREN, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
MAUPIN, DARREN, JOHN
Chung, Kean, Hua
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001963918
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2023-04-10
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001963918-26-000006

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5112
Soi Zip Pct 200k Plus
0.286
Soi Zip Returns 200k Plus
1,410
Soi Zip Total AGI
1,429,391
Fdic Zip Total Deposits
1,864,826,000
Fdic Zip Branch Count
11
Fdic Zip Top Banks
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan9
E*trade4
Edgar Addresses
Mailing
4785 CAUGHLIN PARKWAYRENO, NV 89519
Business
4785 CAUGHLIN PARKWAYRENO, NV 89519
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001963918-26-000006
13F-HR2026-02-17 · 0001963918-26-000003
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationReno, NV
Wells Fargo Bank, National AssociationReno, NV
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,660
Returns850
Stub 2
AGI23,144
Returns620
Stub 3
AGI30,058
Returns480
Soi Zip Total Business Income
54,448
Soi Zip Total Cap Gains
218,635
Soi Zip Total Dividends
125,884
Soi Zip Total Returns
4,930
Top Owner CRD
6918215
Trust Company Affiliate
No

People (5)

5
MAUPIN, DARREN, JOHN
Direct Owner · 62.5%
6918215
Chung, Kean, Hua
Direct Owner · 37.5%
6918213
Hug IV, Procter, James
Direct Owner · 7.5%
7623362
MARIETTA, MICHAEL, DALE
Executive Officer · 2.5%
8212624
CASELLA, GISELLE
Executive Officer · 2.5%
4998512