POLUS CAPITAL MANAGEMENT (US) INC.

C27
CRD 323283·SEC 801-129156·NEW YORK, NY
AUM
$1.18B
$1B+
Est. Revenue
$11.8M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$28.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POLUS CAPITAL MANAGEMENT (US) INC.
CRD
323283
SEC file #
801-129156
EIN
DBA names

Economics

AUM
$1.18B
AUM band
$1B+
AUM trajectory
'25'26
$508.4M → $1.18B▲ +133%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
18
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
8 advisors → 7 advisors▼ -12%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
3
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
POLUS CAPITAL MANAGEMENT GROUP
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
7
Control Persons
POLUS CAPITAL MANAGEMENT GROUP
CANNON, WILLIAM, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
POLUSCAPITAL.COM
Rdap Domain Creation Date
2021-11-30T19:23:52Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-11-30T19:23:52Z
Rdap Domain Last Changed
2025-10-29T10:58:12Z
Rdap Nameservers
Christian.ns.cloudflare.comMarissa.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes