SourcingSourcing

BAIRD CAPITAL MANAGEMENT COMPANY, LLC

C35
CRD 323309·SEC 801-126808·MILWAUKEE, WI
AUM
$737.9M
$500M-$1B
Est. Revenue
$7.4M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
CRD
323309
SEC file #
801-126808
EIN
421957969
DBA names
—

Economics

AUM
$737.9M
AUM band
$500M-$1B
AUM trajectory
'25'26
$739.6M → $737.9M▬ 0%
Client mix
Pooled Investment Vehicles7
Investment Companies3

Operations

Employees (total)
34
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
MILWAUKEE WI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rwbaird.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROBERT W. BAIRD & CO. INCORPORATED
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
ROBERT W. BAIRD & CO. INCORPORATED
PALMER, ANGELA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RWBAIRD.COM
Rdap Domain Creation Date
1995-09-11T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy Corporate Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002130738
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-04-28
Edgar Last Filing Date
2026-04-28
Edgar Form D Count
1
Edgar Form D Offerings
2026-04-282026-04-28 · 0002130738-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
227 WEST MONROE STREET, SUITE 2200CHICAGO, IL 60606
Business
227 WEST MONROE STREET, SUITE 2200CHICAGO, IL 60606
Edgar EIN
421957969
Edgar Recent Filings
D2026-04-28 · 0002130738-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-19T11:59:59Z
Rdap Domain Last Changed
2026-02-16T23:16:30Z
Rdap Nameservers
Edns4.ultradns.bizEdns4.ultradns.comEdns4.ultradns.netEdns4.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
8158
Trust Company Affiliate
Yes

People (4)

4
ROBERT W. BAIRD & CO.
Direct Owner · 87.5%
8158
PALMER, ANGELA, MARIE
Executive Officer · 2.5%
4915568
GORDON GEORGE PAN
Executive Officer · 2.5%
2085716
SCHULTZ, PAUL, LEE
Executive Officer · 2.5%
1965163