SourcingSourcing

AMERGIN ASSET MANAGEMENT, LLC

C28
CRD 323350·SEC 801-126990·BOCA RATON, FL
AUM
$1.21B
$1B+
Est. Revenue
$12.1M
@ 1% on AUM
Est. EBITDA
$3.6M
@ 30% margin
Est. Deal Value
$29.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMERGIN ASSET MANAGEMENT, LLC
CRD
323350
SEC file #
801-126990
EIN
—
DBA names
—

Economics

AUM
$1.21B
AUM band
$1B+
AUM trajectory
'23'26
$100K → $1.21B▲ +1209250%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
4 advisors → 5 advisors▲ +25%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
linkedin.com/company/amergin-asset-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMERGIN ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
AMERGIN ASSET MANAGEMENT
ORCC AAM LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan8
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
Harrison, Aidan, G
Executive Officer · 2.5%
7653706
HOSANG, DUANE, WESLEY
Executive Officer · 2.5%
4451522
MCGREENERY, MARK, JOHN
Executive Officer · 2.5%
1306792
Roseberry, Henry, Kenneth
Executive Officer · 2.5%
7694697
Rosen, Jerrold, R
Executive Officer · 2.5%
7653703
SHIN, DAVID, SUNGWOO
Executive Officer · 2.5%
2667057