SourcingSourcing

NEW WAVE WEALTH ADVISORS LLC

C29
CRD 323414·SEC 801-126788·SPRINGDALE, AR
AUM
$386.8M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW WAVE WEALTH ADVISORS LLC
CRD
323414
SEC file #
801-126788
EIN
833840706
DBA names
New Wave Wealth Advisors

Economics

AUM
$386.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$315.0M → $386.8M▲ +23%
Client mix
Individuals Other385
Individuals High Net Worth111
Corporations15
Pension Profit Sharing Plans5

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
3 advisors → 4 advisors▲ +33%
Primary office
SPRINGDALE AR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
newwavewealthadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STANLEY, DUSTIN, HEATH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
STANLEY, DUSTIN, HEATH
STANLEY, HANNAH, ELIZABETH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWWAVEWEALTHADVISORS.COM
Rdap Domain Creation Date
2019-02-08T04:23:14Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002035324
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-08-27
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0002035324-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1182
Soi Zip Pct 200k Plus
0.0326
Soi Zip Returns 200k Plus
830
Soi Zip Total AGI
1,508,282
Fdic Zip Total Deposits
27,715,038,000
Fdic Zip Branch Count
545
Fdic Zip Top Banks
Arvest Bank
First Security Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4403 S THOMPSON STSTE 1SPRINGDALE, AR 72764
Business
4403 S THOMPSON STSTE 1SPRINGDALE, AR 72764
Edgar EIN
833840706
Edgar Recent Filings
13F-HR2026-05-04 · 0002035324-26-000002
13F-HR2026-01-21 · 0002035324-26-000001
Fdic Zip Branches Raw
Springdale Bank & TrustSpringdale, AR
Springdale Bank & TrustSpringdale, AR
Fdic Zip HHI
2503.2
Fdic Zip Top Bank Share Pct
44
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-08T04:23:14Z
Rdap Domain Last Changed
2025-04-14T15:55:06Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI113,883
Returns8,370
Stub 2
AGI317,743
Returns8,820
Stub 3
AGI212,653
Returns3,490
Soi Zip Total Business Income
67,519
Soi Zip Total Cap Gains
51,227
Soi Zip Total Dividends
15,683
Soi Zip Total Returns
25,470
Top Owner CRD
5416841
Trust Company Affiliate
No

People (6)

6
STANLEY, DUSTIN, HEATH
IAR · Direct Owner · 62.5%
5416841
STANLEY, HANNAH, ELIZABETH
IAR · Direct Owner · 62.5%
6636772
Miranda Dawn Dubberly
IAR
7423877
CALEB LEVI SMITH
IAR
5728866
TOMEK ANDRZEJ SIWIEC
IAR
4875171
KELLY SUE PENN
IAR
4183432