SourcingSourcing

RSG INVESTMENTS LLC

C41
CRD 323527·SEC 801-132178·OVERLAND PARK, KS
AUM
$140.5M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$422K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RSG INVESTMENTS LLC
CRD
323527
SEC file #
801-132178
EIN
364824075
DBA names
—

Economics

AUM
$140.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$116.4M → $140.5M▲ +21%
Client mix
Individuals Other532
Individuals High Net Worth21
Corporations6
Pension Profit Sharing Plans5

Operations

Employees (total)
25
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
9 advisors → 6 advisors▼ -33%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
facebook.com/retirementsolutionsgroupinc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Becker, Alan, Eugene
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
Becker, Alan, Eugene
Carver, Robert, Floyd
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:rsg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
48,440
Form 5500 Compensation Trajectory 3y
202548,440
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
48,440
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001697723
Edgar Registered
Yes
Edgar Filing Count
38
Edgar First Filing Date
2017-02-14
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
38
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001697723-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
2950 SW MCCLURE RD.SUITE BTOPEKA, KS 66614
Business
2950 SW MCCLURE RD.SUITE BTOPEKA, KS 66614
Edgar EIN
364824075
Edgar Recent Filings
13F-HR2026-05-13 · 0001697723-26-000006
13F-HR2026-01-26 · 0001697723-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
6599422
Trust Company Affiliate
No

People (9)

9
Becker, Alan, Eugene
IAR · Direct Owner · 87.5%
6599422
Carver, Robert, Floyd
Executive Officer · 2.5%
8040339
GASSER, JEFFREY, KIRK
Executive Officer · 2.5%
8040355
TANYA MICHELLE OLVERA
Executive Officer · 2.5%
6108434
Kristy Lynn Eller
IAR
5665921
SAMUEL KRISTOFFER BASS
IAR
3205872
Tatiana Mae McIntyre
IAR
8146133
Jason A Lewis
IAR
4423838
Dylan Michael Pollock
IAR
7166996