SourcingSourcing

TITLEIST ASSET MANAGEMENT, LLC

C37
CRD 323567·SEC 801-126953·SAN ANTONIO, TX
AUM
$2.66B
$1B+
Est. Revenue
$26.6M
@ 1% on AUM
Est. EBITDA
$8.0M
@ 30% margin
Est. Deal Value
$63.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TITLEIST ASSET MANAGEMENT, LLC
CRD
323567
SEC file #
801-126953
EIN
920660938
DBA names
—

Economics

AUM
$2.66B
AUM band
$1B+
AUM trajectory
'25'26
$2.43B → $2.66B▲ +9%
Client mix
Individuals High Net Worth1,048
Individuals Other857
Corporations42

Operations

Employees (total)
41
Advisory staff (per ADV)
25
Advisory staff (5-yr trend)
'23'26
27 advisors → 25 advisors▼ -7%
Primary office
SAN ANTONIO TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
mosaicfinancialadvisers.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIELDS, BYRON, LUCIEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
FIELDS, BYRON, LUCIEN
O'BANION, JOE-BEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MOSAICFINANCIALADVISERS.COM
Rdap Domain Creation Date
2021-06-12T02:34:04Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
69,437
Form 5500 Compensation Trajectory 3y
202569,437
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
69,437
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001977759
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2023-05-18
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001104659-26-052537

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4031
Soi Zip Pct 200k Plus
0.1818
Soi Zip Returns 200k Plus
4,240
Soi Zip Total AGI
3,225,990
Fdic Zip Total Deposits
29,581,596,000
Fdic Zip Branch Count
524
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Frost Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
31
Bc Firm Active IA Count
41
Bc Firm IAR Count
41
Custodian Candidates
Full
Charles Schwab6
Fidelity4
Raymond James4
E*trade4
Edgar Addresses
Mailing
777 E. SONTERRA BLVD.SUITE 330SAN ANTONIO, TX 78258
Business
777 E. SONTERRA BLVD.SUITE 330SAN ANTONIO, TX 78258
Edgar EIN
920660938
Edgar Recent Filings
13F-HR2026-04-30 · 0001104659-26-052537
13F-HR2026-02-12 · 0001104659-26-014097
Fdic Zip Branches Raw
Stone Oak National BankSan Antonio, TX
Stone Oak National BankSan Antonio, TX
Fdic Zip HHI
701.8
Fdic Zip Top Bank Share Pct
12.74
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-12T02:34:04Z
Rdap Domain Last Changed
2025-06-12T12:15:58Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,188
Returns4,970
Stub 2
AGI146,517
Returns3,960
Stub 3
AGI181,858
Returns2,950
Soi Zip Total Business Income
117,728
Soi Zip Total Cap Gains
217,019
Soi Zip Total Dividends
78,505
Soi Zip Total Returns
23,320
Top Owner CRD
4227890
Trust Company Affiliate
No

People (42)

42
FIELDS, BYRON, LUCIEN
IAR · Direct Owner · 62.5%
4227890
O'BANION, JOE-BEN
IAR · Direct Owner · 37.5%
3030302
KING, RUSSELL, CLARK
IAR · Direct Owner · 7.5%
4601106
KALB, NEIL, HOWARD
IAR · Executive Officer · 2.5%
2883701
COULTER, STEPHEN, JAMES
IAR · Executive Officer · 2.5%
2907901
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
RICHARD MICHAEL JUDD
IAR
3142098
Cameron Luke Blake
IAR
7622708
David Leo Smidebush
IAR
7159671
ROY BRYAN BLY
IAR
7343941
Camden Grey Elliott
IAR
8146235
Russell Roy Franques
IAR
7444751
FRANCK PAUL CUSHNER
IAR
2676976
LEE M DANIELS
IAR
4781678
WILLIS Augustus FAWCETT
IAR
6738277
ANDREW VANBIBBER BRAWLEY
IAR
2844318
DANIEL GRAY RASCOE
IAR
2427652
Katarina Gabriella Partalas
IAR
7666592
CHRISTOPHER JASON MANN
IAR
2417287
MARC BENEDICT MARQUEZ
IAR
4292304
Justin Loyd Brady
IAR
4796609
ADAM MARK EISENHAUER
IAR
3245990
MATTHEW CARTER NERZ
IAR
7166704
CHRISTOPHER RAWSON
IAR
4463905
MARIA ADRIANA VALENCIA
IAR
4686452
CHASE MATTHEW O'BANION
IAR
7749030
SRDJAN BLUM
IAR
4688896
JEROMY AUSTIN WHITE
IAR
4703795
Alan Christopher Keppler
IAR
5766305
Frank Henry Bullinger
IAR
4376858
Ann Beth Barham
IAR
7340659
CHRISTIAN ANDREW AMSBERRY
IAR
5350623
ANDREW CHARLES GULARTE
IAR
7190106
MARC ALLEN YORK
IAR
4375793
RACHEL IRVIN WHITWELL
IAR
5090494
Trenton Leffingwell
IAR
7391849
RANDALL WAYNE FOWLER
IAR
2236061
SCOTT LAKE BRANSON
IAR
1985691
Carlos Giovanni Castorena
IAR
7238657
William David Alford
IAR
5116565
Katie Keppler
IAR
6158525
Penny Prewitt Jones
IAR
6710152