DODDS WEALTH, LLC

CRD

323632

SEC file #

801-127016

EIN

920936676

DBA names

—

Economics

AUM

$706.2M

AUM band

$500M-$1B

AUM trajectory

'25 · $638.0M

'26 · $706.2M

'25'26

$638.0M → $706.2M▲ +11%

sec adv history

Client mix

Individuals Other	242
Individuals High Net Worth	179

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'23 · 6 advisors

'25 · 7 advisors

'26 · 7 advisors

'23'26

6 advisors → 7 advisors▲ +17%

sec adv history

Primary office

GREENWOOD VILLAGE CO

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/02/2026

ADV-W filed at

—

Website

doddswealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

DODDS WEALTH MANAGEMENT GROUP,

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

DODDS WEALTH MANAGEMENT GROUP,

DODDS, JOHN, MICHAEL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

DODDSWEALTH.COM

Rdap Domain Creation Date

2007-03-13T18:44:00Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001973728

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-02-12

Edgar Last Filing Date

2026-05-08

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-08

Accession0001973728-26-000003

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

5251 DTC PARKWAYSUITE 720GREENWOOD VILLAGE, CO 80111

Business

5251 DTC PARKWAYSUITE 720GREENWOOD VILLAGE, CO 80111

Edgar EIN

920936676

Edgar Recent Filings

13F-HR2026-05-08 · 0001973728-26-000003

13F-HR2026-02-11 · 0001973728-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-13T18:44:00Z

Rdap Domain Last Changed

2026-01-12T07:34:38Z

Rdap Nameservers

Ns61.worldnic.comNs62.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate