SourcingSourcing

ABLE FINANCIAL GROUP, LLC

C40
CRD 323646·SEC 801-127165·SCOTTSDALE, AZ
AUM
$732.9M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ABLE FINANCIAL GROUP, LLC
CRD
323646
SEC file #
801-127165
EIN
204911852
DBA names
—

Economics

AUM
$732.9M
AUM band
$500M-$1B
AUM trajectory
'25'26
$571.0M → $732.9M▲ +28%
Client mix
Individuals Other329
Individuals High Net Worth284
Charitable Organizations6
Corporations5

Operations

Employees (total)
14
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
8 advisors → 9 advisors▲ +13%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
ablefinancialgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE BROOKS FAMILY TRUST DTD
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
THE BROOKS FAMILY TRUST DTD
BROOKS, ADAM, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ABLEFINANCIALGROUP.COM
Rdap Domain Creation Date
2007-08-04T18:21:18Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
31,936
Form 5500 Compensation Trajectory 3y
202631,936
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
31,936
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001977500
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2023-05-15
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001977500-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
8737 E. VIA DE COMMERCIOSUITE 100SCOTTSDALE, AZ 85258
Business
8737 E. VIA DE COMMERCIOSUITE 100SCOTTSDALE, AZ 85258
Edgar EIN
204911852
Edgar Recent Filings
13F-HR2026-04-21 · 0001977500-26-000002
13F-HR2026-01-23 · 0001977500-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-04T18:21:18Z
Rdap Domain Last Changed
2024-08-05T16:42:25Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (9)

9
BROOKS, ADAM, MICHAEL
IAR · Executive Officer · 2.5%
3029639
LAWRENCE VAN QUATHEM
IAR
2630033
LANE LARON REYNOLDS
IAR
1486990
DEBORAH DUTTON BALDINI
IAR
862603
LAUREL PAIGE KUTLER
IAR
6827877
MATTHEW PAUL CHERRY
IAR
6337411
BRANDON DAVID PERLOW
IAR
6915839
PETER EICKELBERG
IAR
3097256
Jacob Alexander Cavaleri
IAR
7555510