SourcingSourcing

NORDWAND INVESTMENTS, LLC

B54
CRD 323829·SEC 801-127287·RADNOR, PA
AUM
$44.7M
$25M-$100M
Est. Revenue
$447K
@ 1% on AUM
Est. EBITDA
$134K
@ 30% margin
Est. Deal Value
$1.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORDWAND INVESTMENTS, LLC
CRD
323829
SEC file #
801-127287
EIN
—
DBA names
—

Economics

AUM
$44.7M
AUM band
$25M-$100M
AUM trajectory
'25'26
$44.6M → $44.7M▬ 0%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
RADNOR PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
x.com/nordwandcapital/status/1662181123319820288?s=20

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORDWAND CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
NORDWAND CAPITAL, LLC
Kane, Gerald, J.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
Kane, Gerald, J.
Executive Officer · 2.5%
1598143
THEODORE WESLEY BROOKS
IAR
2860908
MARTIN, JAMES, FRANCIS
IAR
1218618