SourcingSourcing

THEMES MANAGEMENT COMPANY LLC

C28
CRD 323861·SEC 801-128358·GREENWICH, CT
AUM
$1.23B
$1B+
Est. Revenue
$12.3M
@ 1% on AUM
Est. EBITDA
$3.7M
@ 30% margin
Est. Deal Value
$29.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THEMES MANAGEMENT COMPANY LLC
CRD
323861
SEC file #
801-128358
EIN
—
DBA names
—

Economics

AUM
$1.23B
AUM band
$1B+
AUM trajectory
'25'26
$844.5M → $1.23B▲ +46%
Client mix
Investment Companies90

Operations

Employees (total)
15
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
themesetfs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ETP HOLDING COMPANY LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
ETP HOLDING COMPANY LLC
Grant, Tracy
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEMESETFS.COM
Rdap Domain Creation Date
2022-04-05T20:55:30Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-04-05T20:55:30Z
Rdap Domain Last Changed
2026-04-06T17:51:11Z
Rdap Nameservers
Elias.ns.cloudflare.comMeadow.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
Grant, Tracy
Direct Owner · 7.5%
7782768
KAMBUROV, DOBROMIR
Direct Owner · 7.5%
7782773
JOSE CARLOS GONZALEZ NAVARRO
Executive Officer · 2.5%
4346462
MOORE, ALBERT, ASHOK
Executive Officer · 2.5%
6007672
Poncela, Jose
Executive Officer · 2.5%
7782778