SourcingSourcing

UNIQUE WEALTH STRATEGIES

C46
CRD 323994·SEC 801-127067·BURR RIDGE, IL
AUM
$381.5M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UNIQUE WEALTH STRATEGIES
CRD
323994
SEC file #
801-127067
EIN
812591402
DBA names
—

Economics

AUM
$381.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$312.5M → $381.5M▲ +22%
Client mix
Individuals Other187
Individuals High Net Worth98
Pension Profit Sharing Plans51
Corporations44
Charitable Organizations14

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'23'26
5 advisors → 4 advisors▼ -20%
Primary office
BURR RIDGE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/unique-wealth-strategies(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAHADUR, RANJIT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAHADUR, RANJIT
ANDRYZAK, JASON, THADDEUS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
23,377
Form 5500 Compensation Trajectory 3y
202523,377
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
23,377
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002009809
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2024-02-05
Edgar Last Filing Date
2024-07-24
Edgar 13f Count
3
Edgar 13f Latest AUM Estimate
Filing Date2024-07-24
Accession0002009809-24-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.39
Soi Zip Pct 200k Plus
0.208
Soi Zip Returns 200k Plus
3,130
Soi Zip Total AGI
2,890,254
Fdic Zip Total Deposits
31,015,196,000
Fdic Zip Branch Count
225
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
570 VILLAGE CENTER DRIVESTE 203BURR RIDGE, IL 60527
Business
570 VILLAGE CENTER DRIVESTE 203BURR RIDGE, IL 60527
Edgar EIN
812591402
Edgar Recent Filings
13F-HR2024-07-24 · 0002009809-24-000004
N-PX2024-07-10 · 0002009809-24-000003
Fdic Zip Branches Raw
Oak Brook BankBurr Ridge, IL
Mid America Bank, FSBBurr Ridge, IL
Fdic Zip HHI
1,278
Fdic Zip Top Bank Share Pct
24.67
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI41,364
Returns3,600
Stub 2
AGI89,250
Returns2,430
Stub 3
AGI110,549
Returns1,790
Soi Zip Total Business Income
103,853
Soi Zip Total Cap Gains
302,143
Soi Zip Total Dividends
122,884
Soi Zip Total Returns
15,050
Top Owner CRD
2968881
Trust Company Affiliate
No

People (5)

5
BAHADUR, RANJIT
IAR · Direct Owner · 87.5%
2968881
ANDRYZAK, JASON, THADDEUS
IAR · Executive Officer · 2.5%
5397950
arti srivastava
IAR
6554350
Aliasgar Mithaseth
IAR
8143585
PRIYADARSHAN PRADHAN
IAR
7012561