ROCKLINE WEALTH MANAGEMENT LLC

CRD

324004

SEC file #

801-127867

EIN

824803753

DBA names

—

Economics

AUM

$749.6M

AUM band

$500M-$1B

AUM trajectory

'25 · $631.7M

'26 · $749.6M

'25'26

$631.7M → $749.6M▲ +19%

sec adv history

Client mix

Individuals Other	522
Individuals High Net Worth	339
Pension Profit Sharing Plans	39
Corporations	16
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 5 advisors

'26 · 4 advisors

'25'26

5 advisors → 4 advisors▼ -20%

sec adv history

Primary office

ISLIP TERRACE NY

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

02/20/2026

instagram.com/rockline_wealth(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GALLANTE, GABRIEL, MICHAEL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

GALLANTE, GABRIEL, MICHAEL

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:instagram.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

29,988

Form 5500 Compensation Trajectory 3y

2026	16,500
2025	13,488

Form 5500 Plan Count Trajectory 3y

2025	1
2026	1

Schedule C Total Compensation

29,988

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002005098

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-01-12

Edgar Last Filing Date

2026-04-30

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-30

Accession0001172661-26-001574

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3222

Soi Zip Pct 200k Plus

0.0801

Soi Zip Returns 200k Plus

430

Soi Zip Total AGI

460,791

Fdic Zip Total Deposits

127,294,000

Fdic Zip Branch Count

Fdic Zip Top Banks

Fleet Bank, National Association

Fleet Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

2701 SUNRISE HWYISLIP TERRACE, NY 11752

Business

2701 SUNRISE HWYISLIP TERRACE, NY 11752

Edgar EIN

824803753

Edgar Recent Filings

13F-HR2026-04-30 · 0001172661-26-001574

13F-HR2026-02-10 · 0001172661-26-000560

Fdic Zip Branches Raw

Fleet BankIslip Terrace, NY

Fdic Zip HHI

5960.91

Fdic Zip Top Bank Share Pct

71.92

Fdic Zip Year

2000

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	14,589
Returns	1,180

Stub 2

AGI	37,327
Returns	1,000

Stub 3

AGI	49,866
Returns	810

Soi Zip Total Business Income

8,203

Soi Zip Total Cap Gains

3,370

Soi Zip Total Dividends

2,962

Soi Zip Total Returns

5,370

Top Owner CRD

6084899

Trust Company Affiliate